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Basel III: the net stable funding ratio

Basel Committee on Banking Supervision · 2014 · Standard · 17 pages · Intermediate

The net stable funding ratio (NSFR) is a key reform of the Basel Committee aimed at enhancing the resilience of the banking sector. It requires banks to maintain a stable funding profile in relation to the composition of their assets and off-balance sheet activities, thereby reducing the risk of failure. This document outlines the NSFR standards and the timeline for its implementation.

General Information

Subject: Presentation of the Net Stable Funding Ratio (NSFR) within the framework of Basel III.

Author: Basel Committee on Banking Supervision.

Date: October 2014.

Scope: Funding and liquidity standards for the banking sector.

Executive Summary

- Topic: The document presents the NSFR, a key standard of Basel III aimed at strengthening the resilience of the banking sector.

- Importance: The NSFR aims to ensure that banks maintain a stable funding profile, thereby reducing the risk of failure and systemic stress.

- Key findings: The NSFR limits excessive reliance on short-term funding, encourages better assessment of funding risks, and promotes funding stability.

- Conclusions: The NSFR must be maintained at a minimum of 100% at all times, with clearly defined definitions and minimum requirements.

- Recommendations: Banks should adopt sound liquidity risk management practices, and supervisors should monitor their compliance with liquidity risk management principles.

Context and Objectives

- This document was prepared in response to the weaknesses observed in banks' liquidity management during the 2007 financial crisis.

- The objective is to promote a sustainable funding structure to avoid liquidity and solvency risks.

- The NSFR is designed to complement the Liquidity Coverage Ratio (LCR) and other liquidity risk monitoring tools.

Summary of Key Points by Themes

- **Definition of the NSFR**: The NSFR is the ratio of available stable funding to required stable funding, which must be at least 100% (p. 9).

- **Characteristics of Stable Funding**: Available stable funding includes capital and liabilities deemed reliable over a one-year horizon, while required stable funding depends on the liquidity characteristics of assets (p. 9).

- **Calibration of Funding Factors**: Liabilities are classified according to their stability, with factors ranging from 0% to 100% based on their maturity and type (p. 10-11).

- **Off-Balance Sheet Exposures**: The NSFR takes into account off-balance sheet commitments to ensure that banks hold stable funding for exposures that may require funds (p. 12).

- **Calculation Frequency and Reporting**: Banks must calculate and report the NSFR at least quarterly (p. 17).

Key Results and Insights

- Established Facts: The NSFR is an international standard aimed at strengthening liquidity risk management in the banking sector (p. 5).

- Assumptions: Banks may be incentivized to rely on short-term funding, increasing liquidity risk (p. 5).

- Interpretations: A stable funding structure is essential for the long-term resilience of banks (p. 5).

- Uncertainties: The impact of national adjustments on the implementation of the NSFR may vary by jurisdiction (p. 11).

Conclusions and Recommendations

- The NSFR must be implemented by January 1, 2018, with ongoing compliance with minimum requirements (p. 6).

- Banks must strengthen their liquidity risk management, and supervisors must monitor their compliance (p. 5).

- Regular monitoring and adjustments to the standards may be necessary to avoid unintended market consequences (p. 6).

Key takeaways

References

Year
2014
Type
Standard
Level
Intermediate
Licence
Attribution required
Original document
https://www.bis.org/bcbs/publ/d295.htm
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